Howard Brand

About Organizer

Join us for a full review of the online course in order to get you ready for the exam,

Howard’s vast experience in the securities industry has developed over 25 years. Early in Howards career he held several sales roles in the securities industry with a focus on mutual funds. After some time, Howard switched focus slightly and moved towards the compliance aspect of the securities industry.  During this time he held roles at several large financial institutions including banks, wealth management firms and me of the regulators in the mutual fund industry. Howard has held several senior management positions and held Chief Compliance Officer positions at several mutual fund dealers and exempt market dealers.   Howard is currently Chief Compliance Officer at Queen International Group Inc. , an Exempt Market Dealer in the province of Ontario.